This award is supporting travel for sixteen researchers to attend the Public Policy Issues in Cyber-Security and Privacy for Small Grid Technology to be held Chicago, IL, September 30th - Oct 1st, 2009. Background: The push toward more economic and cleaner electricity supply is spearheading the implementation of smart grid technology in the electricity industry. The effective deployment of digital communication and control technology in the smart grid raises concerns over cyber-security and privacy. While some of these concerns pertain to the technology aspects, there are numerous issues of a policy nature that have not been adequately explored. The goal of the workshop is to support dialog on public policy issues in cyber-security and privacy for smart grid technology. It will bring together interested stakeholders, domain experts, and policy makers from government agencies, national labs, universities, developers and vendors, industry associations, and consumer organizations from the U.S. and other countries. The workshop is designed to provide a forum for the in-depth discussion of the most pressing issues and to address policy requirements for providing practical ways to safeguard the cyber-security of the smart grid technology and to insure that the privacy concerns of individuals are effectively addressed. The sessions of the workshop will focus on thematic thrusts in the areas of need for regulation or self-regulation, the key policy musts, and the role of standards in the assurance of cyber-security and privacy. The workshop is co-funded by the McArthur foundation.

Large-scale applications of cyber-physical systems (CPS) such as commercial buildings with Building Automation System (BAS)-based demand response (DR) can play a key role in alleviating demand peaks and associated grid stress, increased electricity unit cost, and carbon emissions. However, benefits of BAS alone are often limited because their demand peak reduction cannot be maintained long enough without unduly affecting occupant comfort. This project seeks to develop control algorithms to closely integrate battery storage-based DR with existing BAS capabilities. The overarching objective is to expand the building's DR capabilities, providing crucial benefits towards smarter grids, while maintaining appropriate occupant comfort and reducing building ownership cost. This project follows a 2-phase approach towards more effective integration. First, building peak demand forecasting will be added to existing battery dispatch methods. Under electricity tariffs geared towards daily [monthly] peaks, such forecasting could result in the same battery-enabled demand charge (dollars per kW) savings as previously demonstrated storage dispatch algorithms. However, supply charges (dollars per kWh) and associated emissions would be reduced because battery dispatch would be geared towards reducing only the biggest daily [monthly] peaks while not incurring roundtrip charging losses on more moderate peaks. Phase 2 builds on phase 1, adding closer integration and systematic optimization to the algorithms for forecasting, BAS, and battery dispatch. This integration will allow the integrated CPS to manipulate the BAS process itself, thereby optimizing, e.g., light dimming, temperature set-points, and pre-cooling in unison with battery-based DR. Feasibility and future promise of such experimental control methodology will be measured by a multi-objective cost function which includes demand and energy charges, savings from DR participation, storage equipment capital expenditure (required size, achievable lifetime), and occupant comfort. Integrating BAS- with battery-based DR is nascent, mostly because the peak demand forecast, BAS, and storage dispatch algorithms that such a CPS requires have yet to be developed. This project seeks to lay important methodological groundwork for such applications, thus furthering commercial buildings' role in the Internet of Things. The PI's participation in the NIST/US-Ignite Global City Team Challenge (with partners Urban Electric Power, Siemens Corporate Technology, City University of New York, and NY-Best) furthers public engagement with such technology and will help catalyze its translation into the commercial space.

It is now recognized that cloud data centers are a significant consumer of energy resources and a substantial source of greenhouse gas emission. On the other hand, the intermittency and uncertainty of renewable energy present a daunting operating challenge for the electricity grid. The key idea behind this CRII: Cyber-Physical Systems project is that these two challenges are in fact symbiotic: data centers can be virtual batteries for the electricity grid. Specifically, data centers are large loads, but are also flexible. If the electricity grid can call on the flexibilities of data centers via appropriate demand response programs, this will be a crucial tool for easing the incorporation of renewable energy into the electricity grid. Unfortunately, despite the great potential, the current reality is that data centers perform little demand response. This project aims at the interdisciplinary challenges of enabling demand response from cloud data centers to realize the societal benefits. The overarching goal of this project is to develop an intellectual framework to understand and guide the realization of demand response from cloud data centers, to address engineering and economic challenges in order to manage the daunting risk. This project will first quantify the potential economic and environmental benefits of demand response from cloud data centers. The quantification includes the societal cost savings and emission reductions from networked data centers through geographical load balancing, and the impacts of demand response taxonomy. Built upon the first thrust, this project will continue to tackle the interdisciplinary challenges of both local control algorithm design and global market design for data center demand response in order to facilitate their participation in various demand response programs. The researchers will study prediction-based pricing design and analysis, demand response program design based on optimization decomposition, and distributed online algorithm design for risk management and distributed control. The results of this project will, at the societal level, help utility companies and load serving entities realize the great potential that lies in the Cloud, and, furthermore, design demand response programs that provide right incentives for data center operators to participate. At a local level, this project will help guide the management of geographically distributed data centers in participating in the right demand response programs. The control algorithms and demand response programs, as well as the methodology, can be applied beyond data centers. This research will create new knowledge in distributed online algorithm design and optimization-based market design. Additionally, this project will help design an interdisciplinary course Sustainable IT and IT for Sustainability. Personnel involved in this project, graduates and undergraduates, will receive innovation experiences through the algorithm design, analysis, implementation, and testing.

This proposal will establish a framework for developing distributed Cyber-Physical Systems operating in a Networked Control Systems (NCS) environment. Specific attention is focused on an application where the computational, and communication challenges are unique due to the sheer size of the physical system, and communications between system elements include potential for significant losses and delays. An example of this is the power grid which includes large-scale deployment of distributed and networked Phasor Measurement Units (PMUs) and wind energy resources. Although, much has been done to model and analyze the impact of data dropouts and delay in NCS at a theoretical level, their impact on the behavior of cyber physical systems has received little attention. As a result much of the past research done on the `smart grid' has oversimplified the `physical' portion of the model, thereby overlooking key computational challenges lying at the heart of the dimensionality of the model and the heterogeneity in the dynamics of the grid. A clear gap has remained in understanding the implications of uncertainties in NCS (e.g. bandwidth limitations, packet dropout, packet disorientation, latency, signal loss, etc.) cross-coupled with the uncertainties in a large power grid with wind farms (e.g. variability in wind power, fault and nonlinearity, change in topology etc.) on the reliable operation of the grid. To address these challenges, this project will, for the first time, develop a modeling framework for discovering hitherto unknown interactions through co-simulation of NCS, distributed computing, and a large power grid included distributed wind generation resources. Most importantly, it addresses challenges in distributed computation through frequency domain abstractions and proposes two novel techniques in grid stabilization during packet dropout. The broader impact lies in providing deeper understanding of the impact of delays and dropouts in the Smart Grid. This will enable a better utilization of energy transmission assets and improve integration of renewable energy sources. The project will facilitate participation of women in STEM disciplines, and will include outreach with local Native American tribal community colleges This project will develop fundamental understanding of impact of network delays and drops using an approach that is applicable to a variety of CPS. It will enable transformative Wide-Areas Measurement Systems research for the smart grid through modeling adequacy studies of a representative sub-transient model of the grid along with the representation of packet drop in the communication network by a Gilbert model. Most importantly, fundamental concepts of frequency domain abstraction including balanced truncation and optimal Hankel-norm approximation are proposed to significantly reduce the burden of distributed computing. Finally, a novel `reduced copy' approach and a `modified Kalman filtering' approach are proposed to address the problem of grid stabilization using wind farm controls when packet drop is encountered.

The electric power grid is a complex cyber-physical system (CPS) that forms the lifeline of modern society. Cybersecurity and resiliency of the power grid is of paramount importance to national security and economic well-being. CPS security testbeds are enabling technologies that provide realistic experimental platforms for the evaluation and validation of security technologies within controlled environments, and they also enable the exploration of robust security solutions. The project has two objectives: (a) to develop innovative architectures, abstractions, models, and algorithms for large-scale CPS security testbeds; and (b) to design and implement a high-fidelity, scalable, open-access CPS security testbed for the smart grid, and to conduct research experimentation. The testbed integrates appropriate cyber-control-physical hardware/software components, models, and algorithms in a modular design that enables federation of smaller testbeds to form a large-scale virtual experimental environment. The use cases for the testbed include vulnerability assessment, risk assessment, risk mitigation studies, and attack-defense exercises. The project also aims to develop standardized datasets, models, libraries, and use cases, and make the testbed available to a broader research community through an open-, remote-access model by leveraging collaboration from academic and industry partners. Besides contributing to research and technology that will enable a future electric power grid that is secure and resilient, this project develops and disseminates innovative curriculum modules including CPS Cyber Defense Competitions (CPS-CDC) for imparting security knowledge to students via an inquiry-based learning paradigm. The project also mentors students, including underrepresented minorities, in thesis work and Capstone projects, and exposes high-school students to cybersecurity concepts via testbed demonstrations.

1446582 (Shroff) and 1446478 (Hou). Buildings in the U.S. contribute to 39% of energy use, consume approximately 70% of the electricity, and account for 39% of CO2 emissions. Hence, developing green building architectures is an extremely critical component in energy sustainability. The investigators will develop a unified analytical approach for green building design that comprehensively manages energy sustainability by taking into account the complex interactions between these systems of systems, providing a high degree of security, agility and robust to extreme events. The project will serve to advance the general science in CPS, help bridge the gap between the cyber and civil infrastructure communities, educate students across different disciplines, include topics in curriculum development, and actively recruit underrepresented minority and undergraduate students. The main thesis of this research is that ad hoc green energy designs are often myopic, not taking into account key interdependencies between subsystems and users, and thus often lead to undesirable solutions. In fact, studies have shown that 28%-35% of LEED-certified buildings consumed more energy than their conventional counterparts, all of which calls for the development of a comprehensive analytical foundation for designing green buildings. In particular, the investigators will focus on three interrelated thrust areas: (i) Integrated energy management for a single-building, where the goal is to jointly consider the complex interactions among building subsystems. The investigators will develop novel control schemes that opportunistically exploit the energy demand elasticity of the building subsystems and adapt to occupancy patterns, human comfort zones, and ambient environments. (ii) Managing multi-building interactions to develop (near) optimal distributed control and coordination schemes that provide performance guarantees. (iii) Designing for anomalous conditions such as extreme weather and malicious attacks, where power grid connections and/or cyber-networks are disrupted. The research will provide directions at developing an analytical foundation and cross-cutting principles that will shed insight on the design and control of not only building systems, but also general CPS systems. An important goal is to help bridge the gap between the networking, controls, and civil infrastructure communities by giving talks and publishing works in all of these forums. The investigators will disseminate the research findings to industry as well as offer education and outreach programs to the K-12 students in STEM disciplines. The investigators will also actively continue their already strong existing efforts in recruiting women and underrepresented minorities, as well as providing rich research experience to undergraduate REU students. This project will provide fertile training for students spanning civil infrastructure research, networking, controls, optimization, and algorithmic development. The investigators will also actively include the outcomes of the research in existing and new courses at both the Ohio State University and Virginia Tech.

This project will design next-generation defense mechanisms to protect critical infrastructures, such as power grids, large industrial plants, and water distribution systems. These critical infrastructures are complex primarily due to the integration of cyber and physical components, the presence of high-order behaviors and functions, and an intricate and large interconnection pattern. Malicious attackers can exploit the complexity of the infrastructure, and compromise a system's functionality through cyber attacks (that is hacking into the computation and communication systems) and/or physical attacks (tampering with the actuators, sensors and the control system). This work will develop mathematical models of critical infrastructures and attacks, develop intelligent control-theoretic security mechanisms, and validate the findings on an industry-accredited simulation platform. This project will directly impact national security and economic competitiveness, and the results will be available and useful to utility companies. To accompany the scientific advances, the investigators will also engage in educational efforts to bring this research to the classroom at UCR, and will disseminate their results via scientific publications. The work will also create several opportunities for undergraduate and graduate students to engage in research at UCR, one of the nation's most ethnically diverse research-intensive institutions. This study encompasses theoretical, computational, and experimental research at UCR aimed at characterizing vulnerabilities of complex cyber-physical systems, with a focus on electric power networks, and control-theoretic defense mechanisms to ensure protection and graceful performance degradation against accidental faults and malicious attacks. This project proposes a transformative approach to cyber-physical security, which builds on a unified control-theoretic framework to model cyber-physical systems, attacks, and defense strategies. This project will undertake three main research initiatives ranging from fundamental scientific and engineering research to analysis using industry-accepted simulation tools: (1) modeling and analysis of cyber-physical attacks, and their impact on system stability and performance; (2) design of monitors to reveal and distinguish between accidental and malignant contingencies; and (3) synthesis of adaptive defense strategies for stochastic and highly dynamic cyber-physical systems. Results will first be characterized from a pure control-theoretic perspective with focus on stochastic, switching, and dynamic cyber-physical systems, so as to highlight fundamental research challenges, and then specialized for the case of smart grid, so as to clarify the implementation of monitors, attacks, and defense strategies. The findings and strategies will be validated for the case of power networks by using the RTDS simulation system, which is an industry-accredited tool for real-time tests of dynamic behavior, faults, attacks, monitoring systems, and defensive strategies.