CPS: Breakthrough: Sufficient Statistics for Multi-Agent Systems
Lead PI:
Sanjay Lall
Abstract
This research addresses the science of Cyber-Physical Systems. In a multi-agent system, each agent is faced with the task of making decisions taking account of the objectives and actions of other agents, as well as the dynamics of the environment. In such a distributed system each agent receives measurements of its environment, and must infer both the state of the world as well as that of the other agents. The intellectual merits of this research are that it develops new efficient techniques for this information processing, which achieve run-time performance using algorithms that have low computational requirements. The project's broader significance and importance are that it will provide new mathematical and computational tools for use in many engineering applications, including the power grid, transportation networks, and other multi-agent systems, and will be transitioned to practice through professional activities such as workshops, development of educational material for graduates, undergraduates and teenagers, and outreach to industry. The underlying mathematical and computation tools for this research are based on new methods for statistical filtering in a dynamic setting. One of the most important techniques for the design of software control systems constructs state estimates which are sufficient statistics for the associated decision problem. However, conventional approaches to sufficient statistics and state estimation do not apply to the multi-agent setting. Recent results have given new sufficient statistics for this setting, and the research develops the theory and algorithms to allow these statistics to be used for multi-agent control of cyber-physical systems.
Performance Period: 09/15/2015 - 08/31/2019
Institution: Stanford University
Sponsor: National Science Foundation
Award Number: 1544199
CPS: Synergy: Collaborative Research: Design and Control of High-performance Provably-safe Autonomy-enabled Dynamic Transportation Networks
Lead PI:
Sertac Karaman
Abstract
During the last decade, we have witnessed a rapid penetration of autonomous systems technology into aerial, road, underwater, and sea vehicles. The autonomy assumed by these vehicles holds the potential to increase performance significantly, for instance, by reducing delays and increasing capacity, while enhancing safety, in a number of transportation systems. However, to exploit the full potential of these autonomy-enabled transportation systems, we must rethink transportation networks and control algorithms that coordinate autonomous vehicles operating on such networks. This project focuses on the design and operation of autonomy-enabled transportation networks that provide provable guarantees on achieving high performance and maintaining safety at all times. The foundational problems arising in this domain involve taking into account the physics governing the vehicles in order to coordinate them using cyber means. This research effort aims to advance the science of cyber-physical systems by following a unique and radical approach, drawing inspiration and techniques from non-equilibrium statistical mechanics and self-organizing systems, and blending this inspiration with the foundational tools of queueing theory, control theory, and optimization. This approach may allow orders of magnitude improvement in the servicing capabilities of various transportation networks for moving goods or people. The applications include the automation of warehouses, factory floors, sea ports, aircraft carrier decks, transportation networks involving driverless cars, drone-enabled delivery networks, air traffic management, and military logistics networks. The project also aims to start a new wave of classes and tutorials that will create trained engineers and a research community in the area of safe and efficient transportation networks enabled by autonomous cyber-physical systems.
Performance Period: 09/15/2015 - 08/31/2019
Institution: Massachusetts Institute of Technology
Sponsor: National Science Foundation
Award Number: 1544413
CPS: Breakthrough: Collaborative Research: Securing Smart Grid by Understanding
Lead PI:
Krishna Kant
Co-PI:
Abstract
Smart grid includes two interdependent infrastructures: power transmission and distribution network, and the supporting telecommunications network. Complex interactions among these infrastructures lead to new pathways for attack and failure propagation that are currently not well understood. This innovative project takes a holistic multilevel approach to understand and characterize the interdependencies between these two infrastructures, and devise mechanisms to enhance their robustness. Specifically, the project has four goals. The first goal is to understand the standardized smart grid communications protocols in depth and examine mechanisms to harden them. This is essential since the current protocols are notoriously easy to attack. The second goal is to ensure robustness in state estimation techniques since they form the basis for much of the analysis of smart grid. In particular, the project shall exploit a steganography-based approach to detect bad data and compromised devices. The third goal is to explore trust-based attack detection strategies that combine the secure state estimation with power flow models and software attestation to detect and isolate compromised components. The final goal is to study reconfiguration strategies that combine light-weight prediction models, stochastic decision processes, intentional islanding, and game theory techniques to mitigate the spreading of failures and the loss of load. A unique aspect of smart grid security that will be studied in this project is the critical importance of timeliness, and thus a tradeoff between effectiveness of the mechanisms and the overhead introduced. The project is expected to provide practical techniques for making the smart grid more robust against failures and attacks, and enable it to recover from large scale failures with less loss of capacity. The project will also train students in the multidisciplinary areas of power systems operation and design, networking protocols, and cyber-physical security.
Performance Period: 09/01/2015 - 08/31/2019
Institution: Temple University
Sponsor: National Science Foundation
Award Number: 1544904
CPS: Synergy: Collaborative Research: Fault Tolerant Brain Implantable Cyber-Physical System
Lead PI:
Glenn Boreman
Co-PI:
Abstract
Epilepsy is one of the most common neurological disorders, affecting between 0.4% and 1% of the world's population. While seizures can be controlled in approximately two thirds of newly diagnosed patients through the use of one or more antiepileptic drugs (AEDs), the remainder experience seizures even on multiple medications. The primary impacts of the chronic condition of epilepsy on a patient are a lower quality of life, loss of productivity, comorbidities, and increased risk of death. Epilepsy is an intermittent brain disorder, and in localization-related epilepsy, which is the most common form of epilepsy, one or a few discrete brain areas (the seizure focus or seizure foci) are believed to be responsible for seizure initiation. More recent approaches with implantable electrical stimulation seizure control devices hold value as a therapeutic option for the control of seizures. These devices, directly or indirectly, target the seizure focus and seek to control its expression. In this project we will build a multichannel brain implantable device based on emerging cyber physical system (CPS) principles. This brain implantable CPS device will incorporate key design features to make the device dependable, scalable, composable, certifiable, and interoperable. The device will operate over the life of an animal, or a patient, and continuously record brain activity and stimulate the brain when seizure related activity is detected to abort an impending seizure. Episodic brain disorders such as epilepsy have a considerable impact on a patient's productivity and quality of life and may be life-threatening when seizures cannot be controlled with medications. The goal of this project is to create a second generation brain-implantable sensing and stimulating device (BISSD) based on emerging CPS principles and practice. The development of a BISSD as a exemplifies several defining aspects that inform and illustrate core CPS principles. First, to meet the important challenge of regulatory approval a composable, scalable and certifiable framework that supports testing in multiple species is proposed. Second, a BISSD must be wholly integrated with the patient and fully cognizant at every instant of brain state, including dynamic changes in both the normal and abnormal expression of brain physiology and therapeutic intervention. Thus, this project seeks a tight conjunction of the cyber solution that must monitor itself and monitor and stimulate the brain using implanted, adaptable, distributed, and networked electrodes, and the physical system which in this case is the intermittently failing human brain. Third, a BISSD must function for an extensive period of time, up to the life of the patient, because each surgery to place and retrieve a BISSD carries an attendant risk. This requirement necessitates a dependable solution, which this project seeks to reliably achieve through both an understanding of the brain's foreign body response and a unique hierarchical fault-tolerant design. Fourth, an advanced salient approaches to acquire, compress, and analyze sensor signals to achieve real-time monitoring and control of seizures is employed. This project should yield a powerful, scalable CPS framework for robust fault-tolerant implantable medical devices with real-time processing that can grow with advances in sensors, sensing modalities, time-series analysis, real-time computation, control, materials, power and knowledge of underlying biology. The USA has a competitive advantage in the control of seizures in medically refractory epilepsy. In the modern era, epilepsy surgery evolved in the USA in the 1970s and spread from here to other parts of the world. Similarly, the USA enjoys a competitive advantage in BISSDs, and success in this effort will enable the USA to build on and maintain this advantage. In addition to epilepsy, advances made here can be expected to benefit the treatment of other neurological and psychiatric brain disorders.
Performance Period: 10/01/2015 - 09/30/2019
Institution: University of North Carolina at Charlotte
Sponsor: National Science Foundation
Award Number: 1544633
Synergy: Collaborative: CPS-Security: End-to-End Security for the Internet of Things
Lead PI:
Dutta Prabal
Abstract
Computation is everywhere. Greeting cards have processors that play songs. Fireworks have processors for precisely timing their detonation. Computers are in engines, monitoring combustion and performance. They are in our homes, hospitals, offices, ovens, planes, trains, and automobiles. These computers, when networked, will form the Internet of Things (IoT). The resulting applications and services have the potential to be even more transformative than the World Wide Web. The security implications are enormous. Internet threats today steal credit cards. Internet threats tomorrow will disable home security systems, flood fields, and disrupt hospitals. The root problem is that these applications consist of software on tiny low-power devices and cloud servers, have difficult networking, and collect sensitive data that deserves strong cryptography, but usually written by developers who have expertise in none of these areas. The goal of the research is to make it possible for two developers to build a complete, secure, Internet of Things applications in three months. The research focuses on four important principles. The first is "distributed model view controller." A developer writes an application as a distributed pipeline of model-view-controller systems. A model specifies what data the application generates and stores, while a new abstraction called a transform specifies how data moves from one model to another. The second is "embedded-gateway-cloud." A common architecture dominates Internet of Things applications. Embedded devices communicate with a gateway over low-power wireless. The gateway processes data and communicates with cloud systems in the broader Internet. Focusing distributed model view controller on this dominant architecture constrains the problem sufficiently to make problems, such as system security, tractable. The third is "end-to-end security." Data emerges encrypted from embedded devices and can only be decrypted by end user applications. Servers can compute on encrypted data, and many parties can collaboratively compute results without learning the input. Analysis of the data processing pipeline allows the system and runtime to assert and verify security properties of the whole application. The final principle is "software-defined hardware." Because designing new embedded device hardware is time consuming, developers rely on general, overkill solutions and ignore the resulting security implications. The data processing pipeline can be compiled into a prototype hardware design and supporting software as well as test cases, diagnostics, and a debugging methodology for a developer to bring up the new device. These principles are grounded in Ravel, a software framework that the team collaborates on, jointly contributes to, and integrates into their courses and curricula on cyberphysical systems.
Performance Period: 09/01/2015 - 08/31/2018
Institution: University of Michigan at Ann Arbor
Sponsor: National Science Foundation
Award Number: 1505684
CPS: Synergy: Cyber Physical Regional Freight Transportation System Start
Lead PI:
Petros Ioannou
Abstract
The objective of this project is to develop optimization and control techniques and integrate them with real-time simulation models to achieve load balancing in complex networks. The application case is the regional freight system. Freight moves on rail and road networks which are also shared by passengers. These networks today work independently, even though they are highly interdependent, and the result is inefficiencies in the form of congestion, pollution, and excess fuel consumption. These inefficiencies are observed for example by the peaks of demand across time and space. Inefficiencies exist in part due to lack of information and appropriate tools, and in part due to lack of policies and institutional structures that would promote more integrated operations. The problem is made even more complex due to the large quantities of real time data that will be available to inform the decision-making. This research develops the theoretical foundations of a new approach referred to as COSMO to balance loads across complex dynamical networks with temporal and spacial characteristics. In contrast to current practices where simple mathematical models are used to predict the states of the network the method employs computational simulation models that are far more accurate in estimating the states of the network by taking into account dynamics and complex interactions. The project develops the optimization and load balancing control segments of the cyber physical system and integrate them with real time network simulation models using freight transportation as the driving application area. The research also examines how identified barriers and policy issues/incentives can be incorporated as mathematical constraints and/or control variables in the optimized dynamic freight load balancing system. Data supporting the analysis may include freight characterization, traffic, weather, and other large data volumes. The project will utilize real time data from the port of Los Angeles /Long Beach area to validate the approach. The port of Los Angeles/Long Beach is the port of entry for much of the freight that enters the West Coast, and provides rich sets of data that will stimulate the model especially in regional transportation involving interaction between road/rail/port networks. This fundamental technology in this important transportation domain with direct applications to other large scale freight centers, can be applied to other application domains including networking and smart grid. Besides the broader impact derived from more efficient allocation of transportation resources, the project also provide educational outreach and produce course modules.
Petros Ioannou

Petros A. Ioannou  received the B.Sc. degree with First Class Honors from University College, London, England, in 1978 and the M.S. and Ph.D. degrees from the University of Illinois, Urbana, Illinois, in 1980 and 1982, respectively. In 1982, Dr. Ioannou joined the Department of Electrical Engineering-Systems, University of Southern California, Los Angeles, California.  He is currently a Professor in the same Department and the Director of the Center of Advanced Transportation Technologies and Associate Director for Research of METRANS, a University Transportation Center. He also holds a courtesy appointment with the Department of Aerospace and Mechanical Engineering and the Department of Industrial Engineering. His research interests are in the areas of adaptive control, neural networks, nonlinear systems, vehicle dynamics and control, intelligent transportation systems and marine transportation. Dr. Ioannou was the recipient of the Outstanding Transactions Paper Award by the IEEE Control System Society in 1984 and the recipient of a 1985 Presidential Young Investigator Award for his research in Adaptive Control. In 2009 he received the IEEE ITSS Outstanding ITS Application Award and the  IET Heaviside Medal for Achievement in Control by the Institution of Engineering and Technology (former IEE). In 2012 he received the IEEE ITSS Outstanding ITS Research Award and in 2015 the 2016 IEEE Transportation Technologies Award. Dr. Ioannou is a Fellow of IEEE, Fellow of International Federation of Automatic Control (IFAC), Fellow of the Institution of Engineering and Technology (IET), and the author/co-author of 8 books and over 300 research papers in the area of controls, vehicle dynamics, neural networks, nonlinear dynamical systems and intelligent transportation systems. 

Performance Period: 10/01/2015 - 09/30/2019
Institution: University of Southern California
Sponsor: National Science Foundation
Award Number: 1545130
CPS: TTP Option: Synergy: Collaborative Research: Hardening Network Infrastructures for Fast, Resilient, and Cost-Optimal Wide-Area Control of Power Systems
Lead PI:
Alefiya Hussain
Abstract
The wide-area measurement systems technology using Phasor Measurement Units (PMUs) has been regarded as the key to guaranteeing stability, reliability, state estimation, and control of next-generation power systems. However, with the exponentially increasing number of PMUs, and the resulting explosion in data volume, the design and deployment of an efficient wide-area communication and computing infrastructure is evolving as one of the greatest challenges to the power system and IT communities. The goal of this NSF CPS project is to address this challenge, and construct a massively deployable cyber-physical architecture for wide-area control that is fast, resilient and cost-optimal (FRESCO). The FRESCO grid will consist of a suite of optimal control algorithms for damping oscillations in power flows and voltages, implemented on top of a cost-effective and cyber-secure distributed computing infrastructure connected by high-speed wide-area networks that are dynamically programmable and reconfigurable. The value of constructing FRESCO is twofold (1) If a US-wide communication network capable of transporting gigabit volumes of PMU data for wide-area control indeed needs to be implemented over the next five years then power system operators must have a clear sense of how various forms of delays, packet losses, and security threats affect the stability of these control loops. (2) Moreover, such wide-area communication must be made economically feasible and sustainable via joint decision-making processes between participating utility companies, and testing how controls can play a potential role in facilitating such economics. Currently, there is very limited insight into how the PMU data transport protocols may lead to a variety of such delay patterns, or dictate the economic investments. FRESCO will answer all of these questions, starting from small prototypical grid models to those with tens of thousands of buses. Our eventual goal will be to make FRESCO fully open-source for Transition to Practice (TTP). We will work with two local software companies in Raleigh, namely Green Energy Corporation and Real-Time Innovations, Inc. to develop a scalable, secure middleware using Data-Distribution Service (DDS) technology. Thus, within the scope of the project, we also expect to enrich the state-of-the-art cloud computing and networking technologies with new control and management functions. From a technical perspective, FRESCO will answer three main research questions. First, can wide-area controllers be co-designed in sync with communication delays to make the closed-loop system resilient and delay-aware, rather than just delay-tolerant This is particularly important, as PMU data, in most practical scenarios, will have to be transported over a shared resource, sharing bandwidth with other ongoing applications, giving rise to not only transport delays, but also significant delays due to queuing and routing. Advanced ideas of arbitrated network control designs will be used to address this problem. The second question we address is for cost. Given that there are several participants in this wide-area control, how much is each participant willing to pay in sharing the network cost with others for the sake of supporting a system-wide control objective compared to its current practice of opting for selfish feedback control only Ideas from cooperative game theory will be used to investigate this problem. The final question addresses security how can one develop a scientific methodology to assess risks, and mitigate security attacks in wide-area control? Statistical and structural analysis of attack defense modes using Bayesian and Markov models, game theory, and discrete-event simulation will be used to address this issue. Experimental demos will be carried out using the DETER-WAMS network, showcasing the importance of cyber-innovation for the sustainability of energy infrastructures. Research results will be broadcast through journal publications, and jointly organized graduate courses between NCSU, MIT and USC.
Performance Period: 09/15/2015 - 08/31/2019
Institution: University of Southern California
Sponsor: National Science Foundation
Award Number: 1544742
CPS: Breakthrough: Collaborative Research: The Interweaving of Humans and Physical Systems: A Perspective from Power Systems
Lead PI:
Baosen Zhang
Abstract
As information technology has transformed physical systems such as the power grid, the interface between these systems and their human users has become both richer and much more complex. For example, from the perspective of an electricity consumer, a whole host of devices and technologies are transforming how they interact with the grid: demand response programs; electric vehicles; "smart" thermostats and appliances; etc. These novel technologies are also forcing us to rethink how the grid interacts with its users, because critical objectives such as stability and robustness require effective integration among the many diverse users in the grid. This project studies the complex interweaving of humans and physical systems. Traditionally, a separation principle has been used to isolate humans from physical systems. This principle requires users to have preferences that are well-defined, stable, and quickly discoverable. These assumptions are increasingly violated in practice: users' preferences are often not well-defined; unstable over time; and take time to discover. Our project articulates a new framework for interactions between physical systems and their users, where users' preferences must be repeatedly learned over time while the system continually operates with respect to imperfect preference information. We focus on the area of power systems. Our project has three main thrusts. First, user models are rethought to reflect the fact this new dynamic view of user preferences, where even the users are learning over time. The second thrust focuses on developing a new system model that learns about users, since we cannot understand users in a "single-shot"; rather, repeated interaction with the user is required. We then focus on the integration of these two new models. How do we control and operate a physical system, in the presence of the interacting "learning loops", while mediating between many competing users? We apply ideas from mean field games and optimal power flow to capture, analyze, and transform the interaction between the system and the ongoing preference discovery process. Our methods will yield guidance for market design in power systems where user preferences are constantly evolving. If successful, our project will usher in a fundamental change in interfacing physical systems and users. For example, in the power grid, our project directly impacts how utilities design demand response programs; how smart devices learn from users; and how the smart grid operates. In support of this goal, the PIs intend to develop avenues for knowledge transfer through interactions with industry. The PIs will also change their education programs to reflect a greater entanglement between physical systems and users.
Performance Period: 10/01/2015 - 09/30/2018
Institution: University of Washington
Sponsor: National Science Foundation
Award Number: 1544160
Breakthrough: CPS-Security: Towards Provably Correct Distributed Attack-Resilient Control of Unmanned-Vehicle-Operator Networks
Lead PI:
Minghui Zhu
Abstract
Inherent vulnerabilities of information and communication technology systems to cyber-attacks (e.g., malware) impose significant security risks to Cyber-Physical Systems (CPS). This is evidenced by a number of recent accidents. Noticeably, current distributed control of CPS is not really attack-resilient (ensuring task completion despite attacks). Although provable resilience would significantly lift the trustworthiness of CPS, existing defenses are rather ad-hoc and mainly focus on attack detection. In addition, while network attacks have been extensively studied, resilient-to-malware distributed control has been rarely investigated. This project aims to bridge the gap. It aims to investigate provably correct distributed attack-resilient control of CPS. The project will focus on a representative class of CPS, namely unmanned-vehicle-operator networks, and its four main research thrusts are: (1) The development of a distributed attack-resilient control framework to ensure task completion of multiple vehicles despite network attacks and malware attacks, (2) The synthesis of novel distributed attack-resilient control algorithms to deal with network attacks, (3) The design of estimation algorithms to detect malware attacks on vehicles, and computationally efficient algorithms which allow clean vehicles to avoid the collision with the vehicles compromised by malware, and (4) The validation of the cost-effectiveness of the proposed distributed attack-resilient control framework via a principled systematic evaluation plan. The research findings profoundly impact CPS security of a variety of engineering disciplines beyond unmanned-vehicle-operator networks, including smart grid, smart buildings and intelligent transportation systems. The proposed research is interdisciplinary and involves interactions among security, control, distributed algorithms and robotics. This will lead to educational and training opportunities that cross traditional disciplinary boundaries for high-school, undergraduate and graduate students in STEM.
Performance Period: 09/15/2015 - 06/30/2019
Institution: Pennsylvania State University
Sponsor: National Science Foundation
Award Number: 1505664
CPS: Breakthrough: A Meta-Game Theoretic Approach to Cyber-Physical Co-Design of Secure and Resilient Control Systems
Lead PI:
Quanyan Zhu
Abstract
The increasing reliance on computer and communication technologies exposes control systems to cyber security threats. The physical systems can now be attacked through cyberspace. Emerging sophisticated attacks can exploit zero-day vulnerabilities, persist in the system for long periods of time, and advance stealthily to achieve their attack goals. Protection and prevention against such attacks are not always possible, and a paradigm shift to emphasize resilience of a control system is the overarching objective for safeguarding control systems to protect nation's critical infrastructures. The major challenge for designing secure and resilient cyber-physical control system is the lack of scientific foundations, and quantitative methods to provide a systematic guideline for large-scale cyber-physical interactions. To this end, the project aims to establish a meta-game system theory, and develop computational and design methodologies for cyber-physical co-design problems. Game-theoretic tools serve as an appropriate way to interconnect systems from multiple domains into one single framework to address security and resilience issues of highly integrated CPS. This project investigates a meta-game framework as a new paradigm to compose heterogeneous system components to design their interactions to achieve functional security and resiliency properties. Through developing security-aware controllers and impact-aware proactive cyber defense mechanism, this project creates a system co-design paradigm based on the meta-game framework, which captures the system properties of robustness, security, and resilience in one single framework, and provides fundamental principles to characterize their tradeoffs. The analytical framework will lead to the development of a cyber-physical mechanism design theory to provide a solid foundation for achieving optimal cyber-physical integration for control systems. The developed analytical and design tools will allow the prediction of unexpected outcomes of system integrations, the mitigation of the impact of cyber attacks on control systems, and the cost-effective operation and design of resilient CPS.
Performance Period: 09/15/2015 - 08/31/2019
Institution: New York University
Sponsor: National Science Foundation
Award Number: 1544782
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